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Department Chair: Dr. Jesse B. Hoagg
Director of Graduate Studies: Dr. Jonathan F. Wenk
Graduate Program Coordinator: Ms. Hannah Tyler

This handbook is a general guide for graduate students in the Department of Mechanical and Aerospace Engineering. It outlines the rules and procedures of the Master of Science and Doctor of Philosophy programs in the department. This information is not intended to be a substitute for the Graduate Bulletin, which is the authoritative source of information for all graduate students. This guide will be updated periodically in response to changes as they occur. If you have any questions or suggestions, please contact me.

We wish you a successful stay in the graduate program.

Introduction

The Department of Mechanical and Aerospace Engineering (MAE) at the University of  Kentucky provides an intellectually challenging environment in which to pursue advanced  studies and engage in research. The Department offers programs of study leading to the  Master of Science (MS) degree in mechanical engineering (ME), MS degree in aerospace  engineering (AER), Doctor of Philosophy (PhD) degree in ME, and PhD degree in AER.  

Financial assistance is available to many qualified applicants in the form of graduate  teaching assistantships, research assistantships, or fellowships. Stipends vary depending on  the student's program level and type of support.  

Graduate students work closely with faculty who are recognized authorities in their  disciplines, and many of the department’s research projects are at the forefront of  technology in their respective fields. 

General Procedures

Admission Requirements

Applicants seeking admission to the graduate programs in the Department of Mechanical  and Aerospace Engineering (MAE) as regular students must have an awarded baccalaureate  degree. Admission in the MAE graduate programs normally require a bachelor’s degree in  engineering (not necessarily in mechanical or aerospace engineering) and a grade point  average (GPA) of 3.0/4.0 or 70% on all graduate and undergraduate work, as well as  Graduate Record Examination (GRE) scores of at least 300 (new scoring system) for the  combined Quantitative and Verbal sections (with at least 160 on the quantitative section)  and 3.5 for the Analytical section. An undergraduate degree in mathematics, chemistry, or  physics combined with a strong interest in engineering topics may be suitable preparation  when certain required undergraduate courses are taken. See Appendix A for further details.  Exceptions to these requirements may be made by the Director of Graduate Studies if other  persuasive evidence of the student's potential for success is available. 

All international students, except those with a degree from a U.S. institution, must have a  minimum score of 550 (paper), 213 (computer), or 79 (Internet) on the Test of English as a  Foreign Language (TOEFL), or an IELTS score of 6.5. 

A student granted admission to the Master of Science (MS) program in mechanical  engineering (ME) or the MS program in aerospace engineering (AER) is an MS candidate for  that degree. A student granted admission to a Doctor of Philosophy (PhD) program in ME or  the PhD program in AER is not a PhD candidate for that degree until the student finishes all  coursework and passes the Oral Qualifying Exam. The Oral Qualifying Exam is administered  by the Graduate School, and you can register for it here: http://gradschool.uky.edu/degree forms.

University Scholars Program Requirements (Combined BS/MS Degree, or Combined BS/PhD Degree)

The University Scholars Program (USP) offers highly motivated University of Kentucky MAE undergraduates the opportunity to integrate undergraduate and graduate courses in a single  continuous program culminating in a bachelor’s degree as well as MS or PhD degree. Stu dents begin the USP during the junior or senior year of their undergraduate program. 

Applicants must have completed a minimum of 90 credit hours of work towards the  bachelor’s degree or be eligible for senior standing in the semester they are admitted to the  program.  

Applicants must have a GPA of 3.5 in mechanical or aerospace engineering courses and a  3.2 overall. Applicants must fill out University Scholars form, notify their advisor of their  intentions, and get approval from the Director of Graduate Studies (DGS) and the Dean of  Undergraduate Studies. Additionally, applicants must apply to the Graduate School and  upload their form with their application. Their application must be the formal and complete  graduate school application. Admission decisions will be made by the Dean of the Graduate  School or his/her appointee.  

Note: Once a student reaches the hours necessary to earn undergraduate degree, all  classes will be charged as Graduate School tuition. 

Twelve (12) credit hours of graduate work will count for both graduate and undergraduate  programs. Requirements for the BS degree are unchanged.  

Students may take no more than 16 credit hours per semester unless one or more courses  is taken as an audit, or otherwise with a pass/fail grade, except by recommendation of the  DGS and approval of the Dean of the Graduate School. Students must have both under graduate and graduate advisors. Deadline to apply for Fall semester is April 30th. Deadline  for Spring semester is November 30th. Application is here: 

http://gradschool.uky.edu/studentforms

Post-Baccalaureate Studies

This special graduate status applies to students who satisfy some of the following: 

  • Students have received a baccalaureate degree from an accredited college or  university; 
  • Students wish to pursue graduate study without a degree objective;
  • Students have not fulfilled entrance requirements of the UK Graduate School;
  • Students are UK resident students. 

Post-baccalaureate status is not available for nonresident students or International  applicants. 

Students in post-baccalaureate status may take courses for graduate credit but may apply  no more than nine (9) credit hours with a grade of A or B earned in the post-baccalaureate  status to any graduate degree program at UK. All transfers of credit hours to the ME  graduate program must be approved by the DGS and the Dean of the Graduate School. 

Post-baccalaureate status is not a form of probationary admission to a degree-granting  graduate program. Post-baccalaureate students who wish to apply for a MAE graduate  program must satisfy the standard admission requirements for the Department of  Mechanical and Aerospace Engineering and the Graduate School.

Activities for New Students & Requirements to Plan For

Orientations 

All MAE students are required to attend the MAE departmental orientation at the  beginning of every Fall semester. All new graduate students are encouraged to attend  orientation events organized by the Graduate School (unless required due to receiving  Teaching Assistantship).  

Graduate Student Profile  

All new MAE graduate students are required to submit a Graduate Student Profile form,  which can be found at:

https://www.engr.uky.edu/research-faculty/departments/mechanical-and-aerospace engineering/graduate/resources-current-graduate-students 

Graduate Student Profile must be submitted by the end of a student’s second week on  campus to the Graduate Student Coordinator, who maintains profiles of MAE graduate  students. This ensures the department has current contact information. An updated  Graduate Student Profile form should be submitted to the Graduate Student Coordinator  immediately if there are any changes and updates to the contact information or  graduate status.  

Assignment of a Faculty Advisor 

All new Mechanical and Aerospace Engineering students are required to secure an  advisor. Students are encouraged to meet with faculty in their areas of interest and  select an advisor within the first 4 weeks of their first semester, and no later than the  end of the first semester. The DGS serves as the advisor to new graduate students  until each student identifies a permanent advisor. Students unable to find an advisor are  required to report to the DGS. 

Program Planning & Plan of Study 

New students should consult with the DGS or their faculty advisor to discuss their  individual Plan of Study, which can be found at: 

https://www.engr.uky.edu/research-faculty/departments/mechanical-and-aerospace engineering/graduate/resources-current-graduate-students 

The Plan of Study supports the educational objectives of the student. It is critical that  every student be fully aware of university and departmental degree requirements. An  initial Plan of Study may be subject to future modifications, but any modifications to the  Plan of Study must be submitted the first semester to, and approved by, the student’s  advisor and the DGS. Only if changes are made to the Plan of Study should a new Plan  of Study be submitted after the first Plan of Study submission.  

Classification and Registration 

New and readmitted graduate students register using their online myUK account during  the Add/Drop window in the week prior to the start of classes. Refer to the Registrar’s  website for the appropriate dates each semester:  

http://www.uky.edu/registrar 

Continuing students should enroll during the Priority registration period. For students  who fail to do so, including new and readmitted students who applied after the early  registration deadline, registration must be done during the first week of classes.  

Office Space 

Office space is available on a limited basis to MS Option A and PhD graduate students.  Contact your faculty advisor regarding available spaces. Priority for the limited office  space will be given to those engaged in research projects, PhD students, and teaching  assistants. 

Keys 

Graduate students frequently require keys for access to University offices, laboratories  and buildings. Requests for keys are initiated by completing a Key Request form, which  can be found at: 

https://www.engr.uky.edu/research-faculty/departments/mechanical-and-aerospace engineering/about/facultystaff-resources 

The student’s advisor must certify the validity of each key request. Building entrance  access is limited to Graduate students. All keys must be returned to the Graduate  Student Coordinator when students finish their need and/or leave the university.  

Activities for Continuing Graduate Students

Application for Degree 

Students exploring the possibility of graduating need to apply for a degree to be eligible.  The Application for a Degree is a Graduate School requirement. To be eligible for a  degree, graduate students must file a Graduate School Application for Degree using their  myUK account. The application deadlines are: 

  • within 30 days after the beginning of the Fall or Spring Semester in which he/she  expects to graduate,  
  • or within 15 days after the beginning of summer session. 

Further instructions can be found at the Graduate School website: 

http://gradschool.uky.edu/studentforms 

For specific dates, see:  

http://www.uky.edu/registrar/content/academic-calendar (See also Graduate Student  Coordinator for details) 

Time Limits for Graduate Degrees 

The Graduate School establishes policies for time limits for attaining a graduate degree.  Masters Candidates: Students enrolled in master’s/specialist programs in Fall 2005 and  beyond have 6 years to complete all requirements of the degree, but extensions up to an  additional 4 years may be requested for a total of 10 years.  

  • Extensions up to 2 years may be approved by the Dean of the Graduate School  or designate. Requests for extensions longer than 2 years must be considered by  the Graduate Council.  

Requests should be made to the Director of Graduate Studies after approval by advisor.  The Director of Graduate Studies will then submit the request to the Senior Associate  Dean of the Graduate School at: Brian.Jackson@uky.edu 

Further details regarding time limits can be in the Graduate School bulletin found here:  http://gradschool.uky.edu/graduate-school-bulletin

Leaving the Department 

All students (those leaving the department prior to finishing a program as well as those  graduating) must conduct an exit interview before leaving the Department. The Graduate Student Exit Interview form must be signed by the thesis advisor and the DGS before  departure. Departing students must return all key(s) for offices and buildings, clear  office/lab spaces, return books/solution manuals, and file a UK employee separation  form. The Department will keep a profile of all alumni to maintain future contact. 

Full-Time Status 

A full-time graduate student must be enrolled in 9 or more credit hours of coursework.  Graduate students are expected to remain in full-time status until their course and/or  residence requirements are met. Note: Going below full-time status will be problematic  for international students due to visa requirements. Always check with your advisor, the  International Center, and the DGS before under enrolling. Under enrollment can lead to  serious consequences.  

Summer Enrollment 

Students are expected to conduct full-time research during the summer. ME and AER graduate courses are generally not offered during this period.  

Incomplete Grades 

The Graduate School requires that all incomplete grades must be removed from the  student’s record before he/she may schedule the final examination or be awarded a  degree. Removal may be accomplished in 2 ways: 

  • complete requirements for all such courses permitting the instructor(s) to issue  official grade change; 
  • provide the Dean of the Graduate School with letters from the student’s advisor  or special committee Chair, and the DGS, stating that the incomplete course(s) is  (are) no longer part of the student’s Plan of Study. 

An incomplete grade “I” will automatically be changed to a failing grade “E” if not  removed within one calendar year from the date the incomplete grade was assigned. 

Repeat Options 

A student may repeat a graduate course and count only the second grade as part of the  graduate grade point average. This action will be initiated only by petition using this  form:  

http://gradschool.uky.edu/sites/gradschool.uky.edu/files/Forms/StudentForms/RepeatO ption.pdf 

The Repeat Option Form is held in the Graduate School and the change of grade is  recorded when the course has been completed for the second time. A request to  exercise the repeat option must be made prior to graduation from the program. The  repeat option cannot be used to remove an “E” grade assigned as the result of an  academic offence. 

Scholastic Probation  

Students will be placed on scholastic probation if they have completed 12 or more  credit hours of graduate coursework with a cumulative GPA of less than 3.0. Students  have one full-term semester, or the equivalent (9 hours), to remove the scholastic  probation by attaining a 3.0 cumulative GPA. If probation is not removed after one  semester, or 9 credit hours, the student will be dismissed from the Graduate School.  Students on academic probation are ineligible for any financial support from the  University (TA, RA, fellowship, scholarship). Note: Students are responsible for letting  their advisor and the DGS know when they fall below the required GPA if they are  receiving departmental support.  

Review and Dismissal  

Progress of each graduate student will be reviewed by the DGS, in consultation with the  Graduate Studies Committee and the student's academic advisor, once each academic  year, or more often for students on scholastic probation. If a student does not make  satisfactory progress in coursework and/or research, that student shall be dismissed  from the MAE graduate programs. 

The MAE Graduate program will assess the progress of PhD students. Each academic  year students will submit an Assessment form (Appendix G), CV, Plan of Study, and 2-4 page summary of progress to their advisor/advisory committee. The advisor/advisory  committee will attach their comments on each PhD student and submit to the DGS. All  materials should be received by the DGS no later than May 15th. If a student receives  an unsatisfactory assessment, that student will have 6 months to correct issues and  resubmit another assessment. After three consecutive unsatisfactory assessments, that  student will be dismissed from the MAE Graduate program. 

Dismissal is effective at the end of the semester in which the review is made. The  student will be notified in writing of potential dismissal. 

The student's Advisory Committee shall be consulted by the DGS before a dismissal  decision is made. 

Departmental Seminars 

To supplement the student’s formal coursework and research experience, the  Department of Mechanical and Aerospace Engineering, in conjunction with the Graduate  School, offers the William Maxwell Reed Seminar series.  

The MAE requires students to register for ME 799 (Mechanical Engineering Graduate  Seminar) or AER 799 (Aerospace Engineering Graduate Seminar). ME/AER 799 requires that each student write one page for each seminar attended and upload a pdf copy to  the course Canvas site.  

MS Students: Required to complete 2 semesters of the ME/AER 799 seminar course. 

PhD Students: Required to complete 4 semesters of the ME/AER 799 seminar course. A  student with a previous MS degree is required to complete 2 semesters of the ME/AER 799  seminar course.

Seminar attendance for students not enrolled in ME/AER 799 is highly encouraged. There  are typically 6 and 8 seminars each semester. Seminars are typically held on Friday  afternoons from 3:00 PM to 4:00 PM.  

College of Engineering Seminars (Safety Training) 

All Graduate students are required to attend scheduled safety training seminars that are  provided by the safety committee of the College of Engineering. These typically are offered  each Fall semester. 

The Master of Science Degrees

The Department of Mechanical and Aerospace Engineering offers an MS degree in ME and an  MS degree in AER. There are 2 options for fulfilling the requirements for these MS degrees;  these are the MS Option A and MS Option B. Students by default are admitted directly into  Option A. Students must seek approval from the DGS to be admitted to the Option B  program.

MS in Mechanical Engineering Option A (Thesis Plan)

MS in ME Option A requires a minimum of 30 credit hours and a thesis. The thesis must  be supervised by a member of the Graduate Faculty. 

Course Requirements: 

  1. 30 credit hours required for a MS degree, where 6 credit hours of MS residency (ME  768) is suggested. Research courses (including ME 790) do not count toward the  required credit hours. 
  2. At least 6 credit hours from courses with prefixes MA, STA, or from a pre-approved  math course list, where at least 3 credit hours are from courses with prefixes MA or STA.  See Appendix F for further information. 
  3. At least 12 credit hours at the 600-level or greater (ME 790 and ME 768 is excluded). 
  4. A maximum of 6 credit hours of ME 780, and a maximum of 6 credit hours of ME 768  may be included. 
  5. At least 16 credit hours from courses with the prefix ME excluding ME 768. 6) Students must complete 2 semesters of ME 799 (Graduate Seminar).  

The Graduate School requires that two-thirds of all required coursework  (excluding ME 768) must be in Mechanical Engineering. The DGS may solicit  approval from the Graduate School on courses from another department related to the  student’s major area if approved by student’s advisor and the DGS.  

Registration in ME 748 Masters Thesis Research is limited to MS Option A students who  have completed all course requirements. ME 748 is a zero (0) credit course that  guarantees that a student is considered full-time for the purposes of student financial  aid, loan deferments, insurance coverage, and visa status. The DGS must certify that  the student is working ½ time (i.e., 20 hours per week) on the thesis project.  Registration in ME 748 is limited to a maximum of six (6) semesters (not counting  summer terms). First time registration requires advisor approval prior to enrollment.  

MS Option A students must develop a thesis under the direction of a full or an associate  member of the Graduate Faculty. It must be approved by the thesis director and  advisory committee, the DGS, and the Graduate School. The thesis must conform with  instructions prepared by the Graduate School found here:  

http://gradschool.uky.edu/thesis-dissertation-preparation

Option A students must submit a thesis in partial fulfillment of the degree program. A  draft of this thesis must be submitted to the advisor no less than one month prior to the  defense and no less than 2 weeks prior to the defense to the rest of the advisory  committee. The final examination will be automatically canceled if these deadlines are  not met. The Final Examination for an MS Option A student will primarily constitute a  defense of the thesis research as represented in the thesis and provided to the advisory  committee.  

Since the written thesis represents important documentation of completed research, any  MS student participating in a funded research project, or receiving funding from the  department in the form of an assistantship or scholarship will be required to enroll in the  MS Option A and to complete a thesis as part of their degree. 

The thesis in its final form must be received in the Graduate School within 60 days of the Final Examination. Note: If students take final examination late in  the semester, they will have less than 60 days. Theses must be presented to and  accepted in the Graduate School by the last day of the semester if a student plans to  graduate that semester.  

MS in Mechanical Engineering Option B (Non-Thesis Plan)

MS in ME Option B requires a minimum of 30 credit hours of coursework. A final  examination administered by the students Advisory Committee must be passed to  complete degree requirements. MS Option B students must have a faculty advisor  throughout their program of study. MS Option B students are not eligible for TA or RA  Support. 

Course Requirements: 

  1. 30 credit hours required for a MS degree. MS residency (ME 768) and research courses (including ME 790) do not count toward the required credit hours. 
  2. At least 6 credit hours from courses with prefixes MA, STA, or from a pre-approved math course list, where at least 3 credit hours are from courses with prefixes MA or STA. See Appendix F for further information. 
  3. At least 15 credit hours at the 600-level or greater (ME 790 and ME 768 is excluded). 4) A maximum of 6 credit hours of ME 780 may be included and is recommended. 5) At least 20 credit hours from courses with the prefix ME. 
  4. Students must complete 2 semesters of ME 799 (Graduate Seminar). 

The Graduate School requires two-thirds of all required coursework (20 out of  30 credits) must be in Mechanical Engineering. The DGS may solicit approval from  the Graduate School on courses from another department related to the student’s major  area if approved by student’s advisor and the DGS. 

MS in Aerospace Engineering Option A (Thesis Plan)

MS in AER Option A requires a minimum of 30 credit hours and a thesis. The thesis must  be supervised by a member of the Graduate Faculty. 

Course Requirements: 

  1. 30 credit hours required for a MS degree, where 6 credit hours of MS residency (AER 768) is suggested. Research courses (including AER 790) do not count toward the required credit hours. 
  2. At least 6 credit hours from courses with prefixes MA, STA, or from a pre-approved math course list, where at least 3 credit hours are from courses with prefixes MA or STA. See Appendix F for further information. 
  3. At least 12 credit hours at the 600-level or greater (AER 790 and AER 768 is excluded). 
  4. A maximum of 6 credit hours of AER 780, and a maximum of 6 credit hours of AER 768 may be included. 
  5. At least 16 credit hours from courses with the prefix AER excluding ME 768. 6) Students must complete 2 semesters of AER 799 (Graduate Seminar). 

The Graduate School requires that two-thirds of all required coursework  (excluding AER 768) must be in Aerospace Engineering. The DGS may solicit  approval from the Graduate School on courses from another department related to the  student’s major area if approved by student’s advisor and the DGS.  

Registration in AER 748 Masters Thesis Research is limited to MS Option A students who  have completed all course requirements. AER 748 is a zero (0) credit course that  guarantees that a student is considered full-time for the purposes of student financial  aid, loan deferments, insurance coverage, and visa status. The DGS must certify that  the student is working ½ time (i.e., 20 hours per week) on the thesis project.  Registration in AER 748 is limited to a maximum of six (6) semesters (not counting  summer terms). First time registration requires advisor approval prior to enrollment.  

MS Option A students must develop a thesis under the direction of a full or an associate  member of the Graduate Faculty. It must be approved by the thesis director and  advisory committee, the DGS, and the Graduate School. The thesis must conform with  instructions prepared by the Graduate School found here:  

http://gradschool.uky.edu/thesis-dissertation-preparation 

Option A students must submit a thesis in partial fulfillment of the degree program. A  draft of this thesis must be submitted to the advisor no less than one month prior to the  defense and no less than 2 weeks prior to the defense to the rest of the advisory  committee. The final examination will be automatically canceled if these deadlines are  not met. The Final Examination for an MS Option A student will primarily constitute a defense of the thesis research as represented in the thesis and provided to the advisory  committee.  

Since the written thesis represents important documentation of completed research, any  MS student participating in a funded research project, or receiving funding from the  department in the form of an assistantship or scholarship will be required to enroll in the  MS Option A and to complete a thesis as part of their degree. 

The thesis in its final form must be received in the Graduate School within 60 days of the Final Examination. Note: If students take final examination late in  the semester, they will have less than 60 days. Theses must be presented to and  accepted in the Graduate School by the last day of the semester if a student plans to  graduate that semester.  

MS in Aerospace Engineering Option B (Non-Thesis Plan)

MS in AER Option B requires a minimum of 30 credit hours of coursework. A final  examination administered by the students Advisory Committee must be passed to  complete degree requirements. MS Option B students must have a faculty advisor throughout their program of study. MS Option B students are not eligible for TA or RA Support. 

Course Requirements: 

  1. 30 credit hours required for a MS degree. MS residency (AER 768) and research courses (including AER 790) do not count toward the required credit hours. 
  2. At least 6 credit hours from courses with prefixes MA, STA, or from a pre-approved math course list, where at least 3 credit hours are from courses with prefixes MA or STA. See Appendix F for further information. 
  3. At least 15 credit hours at the 600-level or greater (AER 790 and AER 768 is excluded). 
  4. A maximum of 6 credit hours of AER 780 may be included and is recommended. 5) At least 20 credit hours from courses with the prefix AER. 
  5. Students must complete 2 semesters of AER 799 (Graduate Seminar). 

The Graduate School requires two-thirds of all required coursework (20 out of  30 credits) must be in Aerospace Engineering. The DGS may solicit approval from  the Graduate School on courses from another department related to the student’s major  area if approved by student’s advisor and the DGS.  

Transfer of Program

Transfer of Credits 

The Graduate School allows for some transfer of credit for accepted MS or PhD students.  Transfer of credit may not be requested by students prior to acceptance into the MS or  PhD graduate program. Additionally, transfer of credit, if approved, is limited to a total  of 9 credit hours or 25% of the regular course degree requirements. Students wanting a  transfer of credit must have the permission of the DGS, and the Senior Associate Dean  of the Graduate School makes the final decision. The request form for a transfer of  credit with additional rules is found here:  

http://gradschool.uky.edu/studentforms 

Additionally, more details on this and the limitations on what credit is typically approved  for transfer can be found in the Graduate Student Bulletin.  

Advisory Committee  

MS students must select a Faculty advisor within the first semester and form an  advisory committee within the first year of enrolling into the MAE graduate  program. Policies regarding the makeup of the advisory committee is set forth by the  Graduate School bulletin here: 

http://gradschool.uky.edu/graduate-school-bulletin 

The Examining committee must consist of at least three qualified faculty members. At  least two members (including the Chair or Co-Chair) must be members of the Graduate  Faculty, and at least one of the two must be a Full member of the Graduate faculty. It is  expected that at least two members of the committee will be from the student’s  program/department. 

Publication Requirements  

MS Option A students must have submitted at least one conference or journal paper.  Students will not be permitted to sit for their Final Examination unless this requirement  has been met. 

Final Examination 

MS Option B students are not required to prepare a thesis. MS Option B students’ final  examination will cover their general knowledge of the mechanical or aerospace  engineering field. The format of the Option B final examination should follow the guidelines found in Appendix C and must be approved in advance by the examination  committee.  

Both MS Option A and MS Option B students must submit the Request for Final Master’s  Degree Examination Form to schedule their final examination. The instructions and form  is located here:  

http://gradschool.uky.edu/degree-forms 

The Request for Final Master’s Degree Examination must be submitted to the Graduate  School at least 2 weeks prior to the exam date. A request for Final Exam cannot be  processed until the student’s advisory committee has been formed and approved by the  DGS and the Graduate School via the same link above.  

In order to be eligible for the Final Exam, students must have completed all coursework  prior to the final exam. Students with missing grades or “I” grades on their transcript  are not eligible to sit for the final examination. Students on academic probation are not  eligible to sit for the final examination.  

Final examinations must be conducted no later than 8 days before the last day of classes  for the degree to be awarded at the end of the term. Students are responsible for  checking the University term dates and deadlines and the Graduate School requirements for precise deadlines on final examinations. Final exams are open to the public.  Refreshments in the final examination are strongly discouraged.

The Doctor of Philosophy Degrees

The Department of Mechanical and Aerospace Engineering offers a PhD degree in ME and a PhD degree in AER. These PhD degrees are research degrees granted on the basis of broad knowledge of mechanical or aerospace engineering and in-depth study in a specific area leading to a dissertation reflecting original work by the doctoral candidate.

PhD in Mechanical Engineering

Requirements for Students without an MS Degree in Mechanical or Aerospace  Engineering  

  • 36 credit hours required for a PhD degree. Residency (ME 767) and research  courses (including ME 790) do not count toward the required credit hours. 
  • At least 6 credit hours from courses with prefixes MA, STA, or from a pre approved math course list, where at least 3 credit hours are from courses with  prefixes MA or STA. See Appendix F for further information. 
  • At least 18 credit hours at the 600-level or greater (ME 790 is excluded, and only  3 credit hours of ME 780 may be included). 
  • At least 18 credit hours from courses with the prefix ME. 
  • Students must complete 4 semesters of ME 799 (Graduate Seminar). 

Requirements for Students with an MS Degree in Mechanical or Aerospace  Engineering 

  • 18 credit hours required for a PhD degree. Residency and research courses  (including ME 790) do not count toward the required credit hours. 
  • At least 3 credit hours from courses with prefixes MA, STA, or from a pre approved math course list. See Appendix F for further information. 
  • At least 9 credit hours at the 600-level or greater (ME 790 is excluded, and only  3 credit hours of ME 780 may be included). 
  • At least 9 credit hours from courses with the prefix ME. 
  • Students must complete 2 semesters of ME 799 (Graduate Seminar).

Requirements for Students with an MS Degree in another discipline  

Up to 18 credit hours may be waived for the PhD degree course degree requirement  upon the approval of student’s advisor, DGS and graduate school. The student’s PhD  committee determines the course requirements with the approval of DGS. 

  • The total number of credit hours the student must take for a PhD will be 36  minus the number of credit hours waived by the department. Residency  and research courses (including ME 790) do not count toward the required credit hours.
  • Math requirement: 
    • If at least 3 credit hours were waived for a student from an acceptable  math course, the student must take at least an additional 3 credit hours  from courses with prefixes MA, STA, or from a pre-approved math course  list.  
    • If no math courses were waived for a student, the student must take at  least 6 credit hours from courses with prefixes MA, STA, or from a pre approved math course list, where at least 3 credit hours are from courses  with prefixes MA or STA. 
  • At least 50% of the required credit hours must be at the 600-level or greater (ME  790 is excluded, and only 3 credit hours of ME 780 may be included). 
  • At least 50% of the required credit hours must be from courses with the prefix  ME. 
  • Students must complete 2 semesters of ME 799 (Graduate Seminar) 
  • Independent work, taken as part of ME 780, cannot be included in the required  coursework when the course material is related to the student’s dissertation  topic.  
  • Independent course projects (whether taken as ME 780 or ME 790) require a  course syllabus (including outline of topics and grade requirements) provided to  the DGS for approval prior to enrolling. 

PhD in Aerospace Engineering

Requirements for Students without an MS Degree in Mechanical or Aerospace  Engineering  

  • 36 credit hours required for a PhD degree. Residency (AER 767) and research  courses (including AER 790) do not count toward the required credit hours. 
  • At least 6 credit hours from courses with prefixes MA, STA, or from a pre approved math course list, where at least 3 credit hours are from courses with  prefixes MA or STA. See Appendix F for further information. 
  • At least 18 credit hours at the 600-level or greater (AER 790 is excluded, and  only 3 credit hours of AER 780 may be included). 
  • At least 18 credit hours from courses with the prefix AER. 
  • Students must complete 4 semesters of AER 799 (Graduate Seminar). 

Requirements for Students with an MS Degree in Mechanical or Aerospace  Engineering 

  • 18 credit hours required for a PhD degree. Residency and research courses  (including AER 790) do not count toward the required credit hours.
  • At least 3 credit hours from courses with prefixes MA, STA, or from a pre approved math course list. See Appendix F for further information.  
  • At least 9 credit hours at the 600-level or greater (AER 790 is excluded, and only  3 credit hours of AER 780 may be included). 
  • At least 9 credit hours from courses with the prefix AER. 
  • Students must complete 2 semesters of AER 799 (Graduate Seminar).

Requirements for Students with an MS Degree in another discipline  

Up to 18 credit hours may be waived for the PhD degree course degree requirement  upon the approval of student’s advisor, DGS and graduate school. The student’s PhD  committee determines the course requirements with the approval of DGS. 

  • The total number of credit hours the student must take for a PhD will be 36  minus the number of credit hours waived by the department. Residency  and research courses (including AER 790) do not count toward the required credit  hours. 
  • Math requirement: 
    • If at least 3 credit hours were waived for a student from an acceptable  math course, the student must take at least an additional 3 credit hours  from courses with prefixes MA, STA, or from a pre-approved math course  list.  
    • If no math courses were waived for a student, the student must take at  least 6 credit hours from courses with prefixes MA, STA, or from a pre approved math course list, where at least 3 credit hours are from courses  with prefixes MA or STA. 
  • At least 50% of the required credit hours must be at the 600-level or greater  (AER 790 is excluded, and only 3 credit hours of AER 780 may be included). 
  • At least 50% of the required credit hours must be from courses with the prefix  AER. 
  • Students must complete 2 semesters of AER 799 (Graduate Seminar) 
  • Independent work, taken as part of AER 780, cannot be included in the required  coursework when the course material is related to the student’s dissertation  topic.  
  • Independent course projects (whether taken as AER 780 or AER 790) require a  course syllabus (including outline of topics and grade requirements) provided to  the DGS for approval prior to enrolling. 

Advisor & Advisory Committee

Each student’s program is guided by a major professor and an advisory committee  throughout the student’s graduate career. Their functions are to provide continuity of direction and counsel and to instill intellectual stimulation throughout the entire doctoral  program. PhD students are required to select an advisor within the first semester  (or earlier). Students should also with the help of their advisor select their advisory  committee during the second semester and no later than the completion of 18 credit hours  of graduate work. The Advisory Committee provides advice to the student and sets specific  program requirements (within applicable Department, Graduate School, and University  regulations) which the student must satisfy. The Graduate School determines the  regulations concerning the makeup of the advisory committee. The rules for the advisory  committee are found here in the Graduate School Bulletin:  

http://gradschool.uky.edu/graduate-school-bulletin 

Students are required to submit their advisory committee for DGS and Graduate School  approval here. This is required before any exams can be scheduled:  

http://gradschool.uky.edu/degree-forms 

Residency & Post Residency Requirements

The Graduate School requires students fulfill residency requirement within the doctoral  program in order to encourage students to experience contact with the academic  community and the intellectual environment that characterizes a university. Students are  required to complete all required credit hours of coursework prior to the PhD Oral Qualifying  examination, and at least one year (2 semesters) of post-qualifying residency (ME 767, AER  767). Please refer to the Graduate School Bulletin for Residency/Post Residency  requirements. An awarded MS degree from the University of Kentucky or another accredited  school may satisfy up to 18 credit hours of the 36 credit hour pre-qualifying requirement.  Such requests should be made by the Faculty advisor to the DGS and then to the Senior  Associate Dean of the Graduate School.

Written Qualification Examination

PhD students are required to take and pass the PhD Written Qualification Examination which  constitutes the written portion of the Qualifying Examination required by the Graduate  School. This written exam tests knowledge in specific required undergraduate topic areas,  but exams will be sufficiently difficult to test mastery of these concepts.  

Students have up to 2 seatings during which they must pass one written exam in  mathematics and two additional exams in other topic areas. The two additional topic area  exams must be selected from the seven listed in Appendix D. Seatings will occur twice a  year: during the first full week in February (spring exams) and during the first full week  after the Labor Day holiday (fall exams). Once a student passes an exam on a topic, they do  not need to retake it. No student will be permitted to take exams in more than 2 seatings.  Failure to pass the math exam and two additional exams by the end of the student’s second  seating will result in the student’s dismissal from the MAE doctoral programs. Failure to  complete the Written Qualification Exam within the specified time limit as outlined in  Appendix D will result in the student’s dismissal from the MAE doctoral programs. 

Exams and exam syllabi are prepared by the corresponding qualifying exam topic area  committees; exams are graded by the same topic area committees. Detailed information on  the written qualifying exam procedures can be found in Appendix D.

Oral Qualifying Examination

PhD students are required to take and pass the PhD Oral Qualifying Examination. This  exam inspects the soundness of the students proposed doctoral dissertation research  plan. A prospectus prepared by the student and submitted to the student’s Advisory  Committee is required at least 2 weeks in advance of the exam. Only those who have  passed the written qualifying exam and have satisfied all course requirements may sit  for this exam. The Graduate School provides the regulations for this exam and the link  for scheduling is here:  

http://gradschool.uky.edu/degree-forms

Publication Requirement

PhD students are expected to have submitted at least three (3) papers to archival  journals, with at least one (1) having been accepted before sitting in their final examination.

Final Examination

This exam is the dissertation defense and is mandated by the Graduate School and all  Graduate School regulations regarding this exam must be met. Graduate School  regulations concerning the final exam are included in the Graduate School bulletin here:  

http://gradschool.uky.edu/graduate-school-bulletin 

Students planning on taking the PhD final examination are required to notify the  Graduate School a minimum of eight (8) weeks prior to the intended date here:  

http://gradschool.uky.edu/degree-forms 

During that eight week period, the Graduate School will appoint an Outside Examiner  from an outside department on campus. Following the appointment of the Outside  Examiner, students may set the final exam date at least two weeks prior to the  examination via the same link:  

http://gradschool.uky.edu/degree-forms 

Students are expected to provide delivery of the complete dissertation to the students  advisor four (4) weeks prior, and to the committee a minimum of two weeks prior. The  Graduate School will send announcements to of the examination to each advisory  committee member and to the PhD candidate.  

The final exam is open to the public and must take place while classes are in official  session. They may not be scheduled between semesters or between the end of Summer  Session II and the beginning of the Fall semester. Students may not sit for the final  exam until all remaining “I” grades in credit bearing courses have been assigned letter  grades. PhD students must be enrolled to sit for the exam. 

The Graduate Student Coordinator, working with the DGS and the Graduate School, will  provide the Final Exam card prior to the beginning of the Final Examination. If the  examination card has not been received, the Committee Chair or DGS must call the  Associate Dean of the Graduate School to determine whether the examination may  proceed.  

The Final Examination may not begin until all voting members of the Advisory  Committee are present. The names of the voting members will be on the Final  Examination card; names of non-voting members will not be on the card. All committee  members must be present for the entire examination process. If a Committee member  is in contact via electronic means, such as pre-approved telephone or interactive video  (ITV) conference, and the connection is lost, the examination proves must stop until  the connection is reestablished.  

The Final Examination may be cancelled at any time prior to its official start for  substantive reasons with no permanent consequences for the student. The student has  not failed the examination in this case because the exam had never begun. Substantive  reasons for an exam cancellation can include a missing advisory committee member, a  sudden difficulty in the candidate’s personal life that may affect examination  preparation and/or performance, or a late opinion on the part of the one or more  committee members that the dissertation is not ready to defend. In such cases, the  committee should discuss the issues at hand and reach a decision on whether to hold  the examination. The candidate also has the right to cancel the Final Examination prior to its start. If the examination is cancelled, it must be formally rescheduled with the  Graduate School with a minimum 2 week interval.  

The Final Examination must be completed once it has begun. The committee vote must  be recorded on the Examination card, and scores entered on the score sheets, with the  signatures of all voting members. There are only two possible outcomes: Pass or Fail,  and these outcomes must be consistent with the score appearing on the score sheet for  each voting member. The Examination may not be suspended to permit the candidate  to correct deficiencies. The only suspensions that are permitted are short breaks to  allow the candidate or committee to refresh themselves. No refreshments beyond  bottled water will be permitted in the exam without pre-approval by the DGS.

Submission of the Dissertation

The final copy of the dissertation is prepared and submitted to the Graduate School after  the Final Examination is passed and all committee requirements have been met.  Instructions for the Preparation of Theses and Dissertations on the Graduate School  website provides the requirements for dissertation preparation and submittal: 

http://gradschool.uky.edu/thesis-dissertation-preparation 

The dissertation must be received by the Graduate School within 60 days of the Final  Examination. The candidate must be re-examined if this deadline is not met. The  dissertation must be accepted by the Graduate School by the last class day of the  semester in which the candidate will graduate.  

PhD candidates must fill out and submit an ETD form for their dissertation. Please follow  the guidelines and find the form here:

http://gradschool.uky.edu/sites/gradschool.uky.edu/files/Forms/StudentForms/ETDAppro valForm_0.pdf

Departmental Fellowships

Harper Industries Achievement Fellowship

Harper Industries Achievement Fellowships are available to offset some of the first year  tuition for new University Scholars in the MAE graduate programs. The award is  $1,500.00 for one year, depending on the availability of the funds.  

All students who apply to the University Scholars Program in the Mechanical and  Aerospace Engineering Department at UK are eligible for consideration. Candidates must  have an undergraduate cumulative GPA of 3.5 or higher.

Harper Industries Graduate Fellowship

The Harper Industries Fellowship provides up to $18,000 for 12 months to an outstanding  student applying to the UK MAE Graduate programs (PhD or MS Option A), depending on  the availability of funds. This fellowship does allow the student to obtain teaching  experience if they so desire. Any new student who has applied to the Graduate program  in the UK MAE Department may be nominated. Candidates must have an undergraduate  cumulative GPA of 3.5 or higher. Likewise, candidates must have a GPA of 3.5 or higher  for any graduate work.  

Candidates for the Harper Industries Graduate Fellowship are self-nominated. Eligible  students must submit a letter of self-nomination to the DGS. Nomination letters,  graduate application, and other supporting documents must be received by the March 1st deadline. Nomination letters should include a resume and cover letter that lists special  qualifications (e.g., previous scholarships, honors and awards, service, or volunteer  activities, publications). 

TVA Graduate Fellowship

Students interesting in applying for a TVA Fellowship should contact either the Director  of Graduate Studies.

Assistantships

In general, it is department policy to give preference to PhD students when teaching assistantships and research assistantships are assigned.

Teaching Assistantships (TA)

Teaching Assistants provide support to professors in charge of teaching Mechanical and  Aerospace Engineering courses. Their duties may include, but are not limited to:  holding office hours, correcting and grading homework, exams, or reports, conducting  recitation sessions, helping with laboratory experiments or equipment setup, or  devoting 10 hours (part time TA) or 20 hours (full TA) for their major professor.  

TA appointments are made on either a semester or yearly basis. Reappointment  depends upon satisfactory performance in teaching responsibilities, academic  achievement involving coursework and research, and departmental activities (seminar  attendance). Evaluations are performed at the end of each semester when considering  the continuation of assistantship appointments.  

International students must pass the Language Screening examination coordinated by  the Graduate School to be eligible for a TA appointment, and all new TAs, both  domestic and international MAE graduate students, must attend TA departmental and  Graduate School orientations. 

The appointment period for a TA is typically one semester, and renewals are considered  by the DGS each semester based on availability, performance, and available  department funds.  

Stipends for a TA is $800 biweekly.

Research Assistantships (RA)

Research Assistants are responsible for conducting research under the supervision of  their faculty advisor. Their duties may include but are not limited to conducting  experiments, designing and fabricating experimental equipment, computer modeling of  engineering/physical processes, writing proposals, progress reports, conferences,  and/or journal publications. RA appointments are normally for a period of one year.  However, the length may vary depending on availability of outside research funding and  performance of the RA. 

Stipends for an RA ranges from $800 and $1100 biweekly based on experience. 

The rates are based on a full time RA appointment which requires 20 hours per week  devoted to research-related services. Half-time RAs devote 10 hours per week and are  paid half of the stipends of full-time RAs.

Renewal and Termination of TA/RA Appointments

All Graduate Assistants shall maintain satisfactory academic records and progress  toward their degrees; assistantships cannot be renewed if academic progress is  unsatisfactory, e.g., scholastic probation, or failure to complete required examinations  within the specified time.  

Appointments cannot be renewed beyond the end of the academic term during which all  degree requirements will be satisfied. Appointments are not renewed if the assistant’s  overall service to the department and University is unsatisfactory. Appointments will  not be renewed if funding is unavailable.  

Teaching and research assistants are not required to work during the following official  University holidays: New Year’s Day, Martin Luther King Day, Memorial Day,  Independence Day, Labor Day, Presidential Election Day, Thanksgiving Day, Day after  Thanksgiving, Christmas Day, and Bonus Holidays (Dec. 24th-Jan. 2). However, since  TAs and RAs are classified as temporary employees of the University, they are not  eligible to receive vacation days and sick leave with pay. Students are expected to  devote full-time work to their research projects between semesters, except for the one  week holiday period after Christmas Day.

Appendix

Appendix A - Special Requirements for Entry into Mechanical and Aerospace Engineering Graduate Programs

Any graduate of an ABET accredited Mechanical and Aerospace Engineering program may  enter the ME graduate program directly, provided GPA and GRE admission requirements  have been met. However, some graduate courses require knowledge of certain ME  undergraduate work as prerequisites. The DGS may determine whether one or more of  these prerequisites must be taken if they were not part of the students undergraduate ME  program.  

Students with a bachelor’s degree in certain fields may be required to take specific  undergraduate ME courses to attain required prerequisites in their chosen field of study.  Some typical examples are:  

  • an engineering major other than Mechanical or Aerospace Engineering, or
  • a non-engineering major, such as mathematics, physics, or chemistry. 

Such students must have completed the equivalent of, or must complete with a grade of B  or better within the first year of UK graduate study, one or more of the following courses: 

  • ME 321, Thermodynamics II 
  • ME 325, Elements of Heat Transfer 
  • ME 330, Fluid Mechanics 
  • ME 344, Mechanical Design 
  • ME 440, Design of Control Systems 

Students lacking the prerequisites for any of these courses which pertain to their graduate  field of study will be given one additional semester to meet the above requirements. 

Appendix B - Graduate Student Forms

Forms for Graduate Students are found in electronic format on the Graduate School webpage: http://gradschool.uky.edu/degree-forms 

Graduate Student Profile 

All brand new graduate students are required to fill out and turn in the Graduate  Student Profile form to the Graduate Student Coordinator. Additionally, current  students with changes to their info should submit a form. Students should fill out  the electronic version when possible including electronic signatures. The Graduate  Student Profile form is here:  

https://www.engr.uky.edu/research-faculty/departments/mechanical-and aerospace-engineering/graduate/resources-current-graduate-students 

Plans of Study 

MS Students (both Option A and Option B) must file a Plan of Study form each  semester, even if no changes occur, until all coursework is finished. Only those  courses listed on the Plan of Study will count towards a student’s degree program.  Faculty advisors of students that register for courses not listed on the Plan of Study  will be notified and the students may be dropped from the courses.  

These forms should be filled out and submitted electronically when possible. The  Plan of Study forms are here:  

https://www.engr.uky.edu/research-faculty/departments/mechanical-and aerospace-engineering/graduate/resources-current-graduate-students 

PhD students are required to file a Plan of Study once a year along with their PhD  Assessment, even if no changes occur, until all coursework is finished. Only those  courses listed on the Plan of Study will count towards a student’s degree program.  

Faculty advisors of students that register for courses not listed on the Plan of Study  will be notified and the students may be dropped from the courses. The PhD Plan of  Study Forms are here:  

https://www.engr.uky.edu/research-faculty/departments/mechanical-and aerospace-engineering/graduate/resources-current-graduate-students 

Additional Graduate Student Forms 

Additional forms needed by both MS and PhD students can be found at the  Graduate School website. Forms include add/drop worksheets, request for credit  overloads, withdrawals, request for repeat option, and University Scholars program  application. Find additional forms here: http://gradschool.uky.edu/studentforms

Appendix C - Departmental Procedure for MS Option B Final Examination

The Final Examination will be conducted by an examination committee comprised of at least  three (3) MAE faculty members. The chair of this committee must be appointed by the  students first semester, and in accordance with deadlines set forth by the graduate school.  It is the student’s responsibility to obtain the Examination Committee appointment form and  to ask appropriate faculty members to serve on the committee. Unless modified by the  Examination Committee, the following guidelines will be used during the examination:  

There will be two (2) distinct portions of the Final Examination:  

  1. Student presentation of a project with faculty questions regarding the project;  and 
  2. Faculty questions on subject matter covered during the students MS coursework. 

In order to pass the MS Option B Final exam, students must satisfactorily answer questions  in BOTH of these areas. The Student Project must be selected in consultation with the  Examination Committee and approved, in advance of the examination, by the Examination  Committee chair. The detailed format of the final examination is at the discretion of the  Final Examination Committee and must be in accordance with Graduate School  requirements. However, unless modified by the Examination Committee the following  guidelines are suggested: 

  • The Student project presentation should take no more than 30-45 minutes. 
  • Since Option B student conduct no formal research project, the project presentation may  be based on an independent self-study project. The primary emphasis of the project  presentation is to assess the student’s communication skills, not the originality or  complexity of the project itself.  
  • The first slide of the presentation (before the title slide) should give the students name &  list all courses taken in pursuit of the Option B MS degree (including the semester in which  each course was taken.)  
  • The student should bring hard copies of the presentation for each of the committee  members.  
  • Questions on coursework should be concept oriented without involved calculations or  lengthy derivations.

Appendix D - Departmental Procedure for PhD Written Qualifying Examination

The PhD Qualifying Examination consists of both written and oral components. The written  part of the Qualifying Examination is satisfied by passing a written examination which is  administered by the Director of Graduate Studies, employing questions provided by the  appropriate qualifying topic area committee(s). The written qualifying exams are designed  to test mastery of required undergraduate course material. Students must past the Written  Qualifying exams in order to proceed towards the Oral Qualifying exam.  

General Procedure and Timing: 

Students have up to 2 seatings during which they must pass a total of three  exams: one written exam in mathematics and two written exams in additional topic  areas.  

Seatings will occur twice a year: during the first full week in February (spring  exams) and during the first full week after the Labor Day holiday (fall exams).  Once a student passes an exam on a topic, they do not need to retake it. No  student will be permitted to take exams in more than 2 seatings. If a student has  not passed the mathematics exam and two additional topic area exams by the end  of their second seating, they will be dismissed from the PhD program. 

If a student fails all three exams in their first seating, a second seating for the  student will only be granted after approval of the Graduate Studies Committee  (GSC). In this case, the student must file a written petition with the Director of  

Graduate Studies justifying their request for a second seating no later than 2  weeks after receiving the results of their exams. The student’s suitability for a  second seating will be evaluated by the GSC based on their scores on the exams,  performance in graduate coursework, and likelihood of success in passing exams if  granted a second seating. 

Timing of exams: 

  • Students who enter the Ph.D. program with a Master’s degree must take 3  written exams (mathematics + 2 additional topics) during their second semester. This is their first "seating". If the student does not pass all 3  exams during their first "seating" they must take additional exams during  their third semester. This is their second and final "seating". If they have not  passed a total of 3 exams (mathematics + 2 additional topics) by the end of  the second seating they will be dismissed from the Ph.D. program. 
  • Students who enter the Ph.D. program with a Bachelor’s degree must take 3  written exams (mathematics + 2 additional topics) during their third 
  • semester. This is their first "seating". If the student does not pass all 3  exams during their first "seating" they must take additional exams during  their fourth semester. This is their second and final "seating". If they have  not passed a total of 3 exams (mathematics + 2 additional topics) by the  end of the second seating they will be dismissed from the Ph.D. program. 
  • Students who enter the Ph.D. program by switching from another degree  program within the department (either MS or MFS), will be required to take their first “seating” of exams no later than the semester after their first full  semester in the Ph.D. program. Their second seating, if necessary, would be  two semesters after their first full semester in the Ph.D. program. 

Exam content, registration, and grading: 

The content of each of the exams ties to specific required undergraduate topics,  but tests at a difficulty sufficient to test mastery of these concepts. Exams will be  offered in the following topic areas: 

Required exam: Mathematics 

Additional topic area exams (choose 2): 

  • Manufacturing Processes and Materials 
  • Solid Mechanics & Machine Design 
  • Dynamics  
  • Controls  
  • Thermodynamics  
  • Heat Transfer  
  • Fluid Mechanics 

Students must register for the topic areas of their choice at least 4 weeks prior to  the beginning of the week in which the qualifying exams are to be administered;  students register by informing the Graduate Student Coordinator. Topic areas  should be chosen in consultation with the student’s major research advisor, if they  have one.  

Students must register for exactly the number of exams that they need to pass: if  it is the student’s first seating, they must register for the mathematics exam and 2  additional exam topic areas. If it is the student’s second seating they must register  

for the mathematics exam if they did not pass it during the first seating. In  addition, they must register for 2-N additional exam topic areas, where N = the  number of additional topic area exams they passed during the first seating. 

All exams are closed book. For each exam, students will be given a maximum of 3  hours to answer 5 questions. Each student should attempt all 5 questions. All  questions will be graded on a numerical scale (0%-100%). The total score on the  exam will be the average score of the 4 highest scoring questions on an individual  student’s exam. The total score must be greater than 70% for the student to pass  the exam.  

Results will be announced three weeks after the completion of the last set of  exams. 

Any appeal associated with examination results, exam contents, etc., must be  submitted in writing to the DGS within two weeks of the date of the announcement  of the results. Appeals will be handled by the DGS, the Graduate Studies  Committee, and the appropriate Topic Area Committee. Any further appeals will be  heard through established university channels.

Appendix E - PhD Oral Qualifying Exam Procedures

The Graduate School sets the policies and regulations concerning the Oral Qualifying Exam.  PhD students are required to take and pass the PhD Oral Qualifying Examination. This exam  inspects the soundness of the students proposed doctoral dissertation research plan. A  prospectus prepared by the student and submitted to the student’s Advisory Committee is  required at least two (2) weeks in advance of the exam. Only those who have passed the  written qualifying exam and have satisfied all course requirements may sit for this exam. 

  • Once a student has passed the Departmental Written Qualifying Examination, he/she  can prepare for the Oral part.  
  • The student must schedule the Oral Qualification Examination during the first six  weeks of the semester in order for that semester to count toward the student’s post  qualifying residency. At least a two-week formal notice is required by the Graduate  School to set an examination date. Students must have their advisory committee  established before the formal request for the Oral exam can be put through.  
  • Members of the students Advisory Committee must be given a copy of the  candidates “prospectus” at least two (2) weeks in advance of the oral Qualifying  Examination date. The prospectus should document the nature, significance,  methodology, and the expected outcomes of the proposed dissertation research.  
  • The Advisory Committee of each student is responsible for deciding the format of the  oral examination, for administering the oral examination, and for deciding the result of the Qualifying Examination.  

The request to schedule the qualifying examination must be submitted a minimum of two  weeks in advance via:  

http://gradschool.uky.edu/degree-forms 

The results of the examination must be reported by the Director of Graduate Studies to the  Graduate School within 10 days of its conclusion. If the result is failure, the advisory  committee determines the conditions to be met before another examination is given. The  minimum time between examinations is four (4) months. A second examination must be  taken within one year after the first examination. A third examination is not permitted.  Residency credit will be applied for a qualifying examination taken at any time during the  first semester of enrollment in this course. Classes must be in session, for the student to sit  for the exam. 

Appendix F - MAE Graduate Program Mathematics Requirements

The mathematics requirement in MAE may be satisfied by completing the required courses  chosen in accordance with the following guidelines.  

  • MS Students: At least 6 credit hours from courses with prefixes MA, STA, or from a  pre-approved math course list, where at least 3 credit hours are from courses with  prefixes MA or STA. 
  • PhD Students without an MS Degree: At least 6 credit hours from courses with  prefixes MA, STA, or from a pre-approved math course list, where at least 3 credit  hours are from courses with prefixes MA or STA.  
  • PhD Students with an MS Degree in Mechanical or Aerospace Engineering: At  least 3 credit hours from courses with prefixes MA, STA, or from a pre-approved  math course list. 
  • PhD Students with an MS Degree in another discipline: If at least 3 credit  hours were waived for a student from an acceptable math course, the student must  take at least an additional 3 credit hours from courses with prefixes MA, STA, or from  a pre-approved math course list. If no math courses were waived for a student, the  student must take at least 6 credit hours from courses with prefixes MA, STA, or  from a pre-approved math course list, where at least 3 credit hours are from courses  with prefixes MA or STA. 

Any 400G- (MA 432G may be used only at the MS level), 500-, 600-, or 700-level courses  offered by the UK Department of Mathematics and any 500-, 600-, or 700-level courses  offered by the UK Department of Statistics can be taken. 

Below is the Pre-approved Course List for Mathematics Requirements 

  • CE 783 Structural Finite Element Analysis  
  • CE 699 Advanced Finite Element Analysis in Engineering 
  • CME 780 FE Methods for Fluid Dynamics and Transport Processes 
  • EE 420G Electrical Engineering Analysis I 
  • EE 525 Numerical Methods and Electromagnetics 
  • EE 625 Computational Electromagnetics 
  • ME 611 Boundary Element Methods in Engineering 
  •  ME/AER 613 Nonlinear Oscillations 
  • ME/AER 672 Nonlinear Systems & Control 
  • ME 690 Numerical Methods for Partial Differential Equations 

An overall GPA of 3.0, or better, for required mathematics courses alone, is required to  satisfy the Ph.D. mathematics requirement. 

If a student possesses an extensive mathematics background (e.g., a Masters degree in  mathematics or applied mathematics), exceptions/modifications to the PhD mathematics  requirements may be proposed by the student’s advisor. Any such deviations must be  approved by the DGS.

Appendix G - ME PhD Annual Assessment

PhD students are to be assessed annually. The following assessment is for the current year only. This checklist must be  updated once per year by each PhD student and approved by the students advisory committee at the student’s Annual  Review. The student’s Oral Qualifying exam and PhD Defense should serve as annual review meetings. The student will also provide a two to four page word processed description summarizing progress during the preceding year. In addition, PhD students will be required to give a yearly presentation after their Quals, but the qualifier and defense can  count as presentations for the years in which they occur.